SFC Licences of KWOK Chun Wai, Kenny 郭振威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 February 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 January 2016 | 28 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 January 2016 | 02 October 2017 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 19 September 2011 | 10 July 2015 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 19 September 2011 | 10 July 2015 |
| Nerico Brothers Limited | RE | 1 | 02 November 2010 | 07 September 2011 |
| Nerico Brothers Limited | RE | 2 | 02 November 2010 | 07 September 2011 |