SFC licenceholder AWE955 LEE Ka Ho 李家豪

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
Beevest Securities Limited 蜂投證券有限公司 RO [2] (Dealing in Futures Contracts) 31 July 2018
Beevest Securities Limited 蜂投證券有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 11 December 2017
Beevest Securities Limited 蜂投證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 September 2017 11 December 2017
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 24 February 2017 08 September 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [4] (Advising on Securities) 19 October 2011 18 February 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [5] (Advising on Futures Contracts) 06 May 2011 18 February 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 02 November 2010 18 February 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [2] (Dealing in Futures Contracts) 02 November 2010 18 February 2017