SFC Licences of LAU Kwong Yan 劉廣恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Forex Limited 南華外匯有限公司 | RE | 3 | 07 January 2011 | 20 October 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 03 December 2010 | 20 October 2011 |