SFC Licences of CHUNG Hoi Kei, Ronald 鍾凱麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 August 2022 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 17 August 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 August 2022 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 July 2020 | 02 June 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 17 June 2020 | 02 June 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 May 2014 | 30 April 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 May 2014 | 30 April 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 December 2010 | 13 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 December 2010 | 13 October 2016 |