SFC Licences of LI Jian 李健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 12 August 2022 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 16 April 2020 | 12 August 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 May 2019 | 16 April 2020 |
| Autonomous Research Asia Limited 見地研究有限公司 | RO | 4 | 12 November 2018 | 31 March 2019 |
| Autonomous Research Asia Limited 見地研究有限公司 | RE | 4 | 26 May 2015 | 12 November 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 November 2010 | 30 March 2015 |