SFC Licences of WONG Teck Chit, Alfred 王德捷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pando Finance Limited 潘渡有限公司 RO 9 24 August 2023 11 October 2023
Pando Finance Limited 潘渡有限公司 RO 4 24 August 2023 11 October 2023
Pando Finance Limited 潘渡有限公司 RO 1 24 August 2023 11 October 2023
Pando Finance Limited 潘渡有限公司 RE 9 25 July 2023 24 August 2023
Pando Finance Limited 潘渡有限公司 RE 4 25 July 2023 24 August 2023
Pando Finance Limited 潘渡有限公司 RE 1 25 July 2023 24 August 2023
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 RO 9 25 January 2018 09 June 2023
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 RO 4 25 January 2018 09 June 2023
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 9 07 March 2017 22 November 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 4 07 March 2017 22 November 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RO 4 23 November 2015 31 March 2016
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RO 9 04 June 2015 31 March 2016
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 13 January 2012 02 April 2014
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 13 January 2012 02 April 2014
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 04 October 2011 13 January 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 04 October 2011 13 January 2012
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 02 December 2010 26 February 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 02 December 2010 26 February 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 02 December 2010 26 February 2011