SFC Licences of CHAN Ka Ho 陳家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
RO 1 12 April 2021
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
RE 1 26 February 2021 12 April 2021
Jinghui Capital Limited 景匯資本有限公司
RO 1 12 November 2019 15 October 2020
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司
RO 1, 2 07 December 2018 08 June 2019
Caitong International Securities Co., Limited 財通國際證券有限公司
RE 4 18 April 2017 16 August 2018
Caitong International Securities Co., Limited 財通國際證券有限公司
RO 1 06 February 2017 16 August 2018
Caitong International Securities Co., Limited 財通國際證券有限公司
RE 1 11 November 2016 06 February 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
RE 2 17 October 2013 04 November 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
RE 1 17 October 2013 04 November 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 05 December 2012 06 October 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 06 August 2012 06 October 2013
Get Nice Securities Limited 結好證券有限公司
RE 1 30 November 2010 13 July 2012