SFC Licences of CHAN Ut Ieong 陳悅楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 20 March 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 20 March 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 March 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 March 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 March 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 March 2019 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 03 November 2010 | 15 September 2011 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 03 November 2010 | 15 September 2011 |