SFC Licences of NG Chung Kei, Paul 吳松基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 06 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 06 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 06 April 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 4 27 July 2018 04 June 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 02 May 2013 04 June 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 September 2012 04 June 2019
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 15 November 2010 11 November 2011