SFC Licences of NG Chung Kei, Paul 吳松基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 06 April 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 06 April 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 06 April 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 27 July 2018 | 04 June 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 May 2013 | 04 June 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 September 2012 | 04 June 2019 |
North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 15 November 2010 | 11 November 2011 |