SFC Licences of MOK King Lun, Philip 莫京燐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RKD Capital Limited | RO | 9 | 24 February 2021 | 11 June 2022 |
RKD Capital Limited | RO | 4 | 24 February 2021 | 11 June 2022 |
RKD Capital Limited | RE | 9 | 06 July 2020 | 24 February 2021 |
Asia Wealth Securities Limited 亞洲創富證券有限公司 | RE | 1 | 13 June 2017 | 27 October 2017 |
Nine Rivers Capital Partners Limited 浚承資本有限公司 | RE | 4 | 24 April 2017 | 30 April 2017 |
Nine Rivers Capital Partners Limited 浚承資本有限公司 | RE | 1 | 24 April 2017 | 30 April 2017 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 08 October 2014 | 28 September 2015 |
LT Securities Limited 利通證券有限公司 | RE | 1 | 09 May 2014 | 26 September 2014 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 10 January 2013 | 03 April 2014 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 November 2010 | 30 December 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 November 2010 | 30 December 2012 |