SFC Licences of TRUELOVE Keith Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 25 August 2023 | 01 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 10 March 2023 | 22 March 2023 |
| UBS Securities Asia Limited | RE | 1 | 06 January 2020 | 09 January 2020 |
| UBS Securities Asia Limited | RE | 1 | 17 October 2019 | 25 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 22 August 2019 | 28 August 2019 |
| UBS Securities Asia Limited | RE | 1 | 13 June 2019 | 19 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 March 2019 | 30 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 06 December 2018 | 14 December 2018 |
| UBS Securities Asia Limited | RE | 1 | 29 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 23 August 2018 | 29 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 06 April 2018 | 10 April 2018 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 28 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 January 2018 | 19 January 2018 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 23 February 2016 | 16 November 2017 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 23 February 2016 | 16 November 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 September 2013 | 31 October 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 16 September 2013 | 31 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 10 November 2010 | 02 May 2013 |
| UBS Securities Asia Limited | RE | 2 | 10 November 2010 | 02 May 2013 |