SFC Licences of CHOI Sae Joon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 15 August 2014 | |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 15 August 2014 | |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 15 August 2014 | |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 12 October 2012 | 11 August 2014 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 12 October 2012 | 11 August 2014 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 08 November 2010 | 11 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 08 November 2010 | 11 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 08 November 2010 | 11 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 08 November 2010 | 11 August 2014 |