SFC Licences of LAU Mak Chi 劉陌志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 | RE | 9 | 02 January 2024 | |
| Fortune (HK) Securities Limited 富強證券有限公司 | RO | 1 | 17 January 2020 | |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 10 April 2019 | 17 January 2020 |
| Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 10 April 2019 | |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 28 September 2017 | 28 February 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 28 September 2017 | 28 February 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 17 October 2016 | 28 February 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 October 2016 | 28 February 2019 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 09 November 2010 | 04 October 2016 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 09 November 2010 | 04 October 2016 |