SFC Licences of HO Kim Kwong 何劍剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joincap Capital Limited 中楷資本有限公司 RO 9 31 August 2021 26 March 2022
Joincap Capital Limited 中楷資本有限公司 RO 4 31 August 2021 26 March 2022
Sino Wealth Asset Management Limited 國新資產管理有限公司 RO 9 19 September 2018 03 August 2020
Sino Wealth Asset Management Limited 國新資產管理有限公司 RO 4 19 September 2018 03 August 2020
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RO 1 09 May 2017 06 August 2018
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 RO 9 22 March 2016 06 August 2018
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RE 1 29 October 2015 09 May 2017
Open Securities Limited 開盤證券有限公司 RE 1 11 July 2014 30 September 2015
Open Asset Management Limited 開盤資産管理有限公司 RO 9 09 June 2014 30 September 2015
Open Securities Limited 開盤證券有限公司 RE 4 14 May 2014 30 September 2015
Open Asset Management Limited 開盤資産管理有限公司 RE 4 14 May 2014 30 September 2015
Open Asset Management Limited 開盤資産管理有限公司 RE 9 14 May 2014 09 June 2014
Elite Financial Services Limited 卓越理財顧問有限公司 RO 9 08 July 2013 15 February 2014
Elite Financial Services Limited 卓越理財顧問有限公司 RE 4 02 July 2013 15 February 2014
Elite Financial Services Limited 卓越理財顧問有限公司 RE 9 02 July 2013 08 July 2013
Centaline Wealth Management Limited 中原資產管理有限公司 RO 9 17 September 2012 06 June 2013
Centaline Wealth Management Limited 中原資產管理有限公司 RE 9 13 August 2012 17 September 2012
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 31 May 2012 06 June 2013
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 31 May 2012 06 June 2013
ZMF Asset Management Limited 中募金融資管有限公司 RO 9 21 January 2011 07 April 2011