SFC Licences of LAM Shue Wing 林澍榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 17 June 2011 | 07 September 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 November 2010 | 04 May 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 22 November 2010 | 04 May 2011 |