SFC Licences of LAU Wai Bun 劉慧斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 29 February 2016 | 31 August 2023 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 29 February 2016 | 31 August 2023 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 29 February 2016 | 31 August 2023 |
| LBN Advisers Limited 利邦投資顧問有限公司 | RE | 9 | 06 November 2013 | 18 February 2016 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 11 September 2012 | 01 August 2013 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 29 March 2012 | 01 July 2012 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 12 November 2010 | 16 February 2012 |