SFC Licences of KO Tsz Ngong 高子昂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 September 2012 | 10 May 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 August 2012 | 10 May 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 August 2012 | 10 May 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 November 2010 | 07 May 2011 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 November 2010 | 07 May 2011 |