SFC Licences of CHOW Chun Pang 周俊鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 02 January 2024 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 17 October 2022 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 October 2022 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 12 November 2020 | 27 September 2022 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 November 2020 | 27 September 2022 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 08 July 2020 | 14 October 2020 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 08 July 2020 | 14 October 2020 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 09 June 2014 | 21 July 2019 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 14 December 2010 | 22 December 2010 |