SFC Licences of LI Shu 李姝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 21 August 2014 | 06 June 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 May 2011 | 06 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 May 2011 | 06 June 2014 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 12 November 2010 | 28 April 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 12 November 2010 | 28 April 2011 |