SFC Licences of FU Siu Lan 符小蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 01 September 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 September 2022 | |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 17 June 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 19 June 2019 | 17 June 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 17 June 2019 | 17 June 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 22 June 2015 | 15 May 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 22 June 2015 | 15 May 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2015 | 15 May 2019 |
| Marex Hong Kong Limited | RE | 2 | 28 June 2012 | 23 April 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 November 2010 | 14 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 November 2010 | 14 December 2010 |