SFC Licences of CHAN Ming Wing 陳銘榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 14 December 2012 | 25 May 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 14 December 2012 | 25 May 2013 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 28 April 2011 | 31 August 2012 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 16 March 2011 | 31 August 2012 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 07 January 2011 | 08 March 2011 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 12 November 2010 | 08 March 2011 |