SFC Licences of YANG Bohan 楊博函

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 21 November 2023 29 February 2024
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 21 November 2023 29 February 2024
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 24 October 2022 11 September 2023
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 24 October 2022 11 September 2023
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 RE 9 29 March 2022 29 September 2022
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 RE 4 29 March 2022 29 September 2022
Infinity Asset Management Limited 天恒資產管理有限公司 RE 9 24 February 2021 10 April 2021
Infinity Asset Management Limited 天恒資產管理有限公司 RE 4 24 February 2021 10 April 2021
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 09 October 2013 24 February 2014
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 06 November 2012 16 September 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 16 November 2010 21 April 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 16 November 2010 21 April 2011