SFC Licences of CAI Tsz Yeung 蔡梓洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 9 | 29 January 2020 | 09 March 2021 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 4 | 29 January 2020 | 09 March 2021 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 1 | 21 November 2019 | 09 March 2021 |
| SR Wealth Securities Limited 中富證券有限公司 | RE | 1 | 13 February 2019 | 18 March 2019 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 01 June 2015 | 23 November 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 June 2015 | 23 November 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 15 November 2010 | 28 August 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 15 November 2010 | 28 August 2012 |