SFC Licences of MAK Kwok Kei 麥國基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	04 July 2019	30 July 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	04 July 2019	30 July 2021
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	14 May 2019	04 July 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	14 May 2019	04 July 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	10 July 2018	09 January 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	10 July 2018	09 January 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	10 July 2018	09 January 2019
Zhongtai International Capital Limited 中泰國際融資有限公司	RO	6	10 May 2017	07 June 2018
Zhongtai International Capital Limited 中泰國際融資有限公司	RO	1	10 May 2017	07 June 2018
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	07 June 2016	10 May 2017
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	1	07 June 2016	10 May 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	22 November 2010	19 August 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	22 November 2010	19 August 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	22 November 2010	19 August 2015