SFC Licences of CHAI Tak Loon 蔡達龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 08 July 2022 | 30 September 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 22 October 2020 | 08 July 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 22 October 2020 | 08 July 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 July 2020 | 22 October 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 July 2020 | 22 October 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 11 October 2011 | 13 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 October 2011 | 13 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 October 2011 | 13 July 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 November 2010 | 22 March 2011 |