SFC Licences of YU Dalin 于大林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司
RO 4, 5, 9 17 May 2018 15 October 2018
BIL Wealth Management Limited 盧銀資產管理有限公司
RO 4, 9 23 March 2021
BIL Wealth Management Limited 盧銀資產管理有限公司
RE 1 22 February 2021
BIL Wealth Management Limited 盧銀資產管理有限公司
RE 4, 9 22 February 2021 23 March 2021
CMBC Securities Company Limited 民銀證券有限公司
RE 1 20 August 2019 12 January 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司
RO 4, 9 30 January 2019 12 January 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司
RE 4, 9 24 October 2018 30 January 2019
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司
RE 4, 9 21 December 2017 17 May 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 02 May 2017 01 December 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4 04 December 2014 01 December 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 15 October 2012 02 May 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4 15 October 2012 04 December 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 13 December 2010 27 November 2012