SFC Licences of WANG Qian 王前
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 May 2018 | 28 December 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 May 2018 | 28 December 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 May 2018 | 28 December 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 February 2016 | 06 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 February 2016 | 06 April 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 22 August 2012 | 23 May 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 July 2012 | 05 July 2012 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 05 July 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 19 November 2010 | 30 June 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 19 November 2010 | 30 June 2012 |