SFC Licences of LIU Min 劉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 9 | 06 January 2016 | |
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 4 | 06 January 2016 | |
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 1 | 06 January 2016 | |
Fountainhead Partners Company Limited 弘源資本有限公司 | RE | 9 | 24 November 2015 | 06 January 2016 |
Fountainhead Partners Company Limited 弘源資本有限公司 | RE | 4 | 24 November 2015 | 06 January 2016 |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 9 | 14 August 2013 | 15 September 2015 |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 4 | 14 August 2013 | 15 September 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 November 2010 | 04 August 2013 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 16 November 2010 | 04 August 2013 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 16 November 2010 | 04 August 2013 |