SFC Licences of LEE Tak Wai 李德偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 02 May 2019 | 27 December 2020 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 02 May 2019 | 27 December 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 22 April 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 August 2017 | 22 April 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 August 2017 | 02 October 2017 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 05 September 2011 | 21 July 2017 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 17 November 2010 | 21 July 2017 |