SFC Licences of CHIU Ho Ming 趙皓明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 4 | 25 August 2022 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 1 | 25 August 2022 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 4 | 04 December 2018 | 25 August 2022 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 9 | 04 December 2018 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 26 November 2018 | 25 August 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 24 September 2018 | 02 October 2018 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 9 | 23 August 2013 | 23 November 2015 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 4 | 23 August 2013 | 23 November 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 30 May 2011 | 19 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 May 2011 | 19 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 May 2011 | 19 May 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 22 November 2010 | 20 April 2011 |