SFC Licences of LAM Lok Ki 林樂麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 17 May 2012 | 30 June 2015 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 17 May 2012 | 30 June 2015 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 13 February 2012 | 17 April 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 13 February 2012 | 17 April 2012 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 15 June 2011 | 02 February 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 11 March 2011 | 10 June 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 November 2010 | 10 June 2011 |