SFC Licences of CHAN Lok Man 陳樂文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 25 November 2016 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 August 2011 | 22 November 2016 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 18 November 2010 | 29 July 2011 |