SFC Licences of SEROCOLD Mark Joseph Pearce
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 9 | 02 May 2012 | 05 April 2016 |
| Neuberger Berman Asia Limited | RE | 4 | 02 May 2012 | 05 April 2016 |
| Neuberger Berman Asia Limited | RE | 1 | 02 May 2012 | 05 April 2016 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 23 November 2010 | 13 April 2012 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 23 November 2010 | 13 April 2012 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 November 2010 | 13 April 2012 |