SFC Licences of YIP Man Yan, Abbie 葉文炘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 23 February 2018 | 16 November 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 2 | 20 September 2017 | 15 February 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 January 2017 | 15 February 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 09 January 2017 | 15 February 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 January 2017 | 15 February 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 February 2016 | 22 December 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 17 February 2016 | 22 December 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 February 2016 | 22 December 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 29 November 2010 | 01 July 2015 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 29 November 2010 | 13 November 2013 |