SFC Licences of YIP Man Yan, Abbie 葉文炘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司
RE 1 23 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 20 September 2017 15 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 09 January 2017 15 February 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 January 2017 15 February 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 2, 4 17 February 2016 22 December 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 29 November 2010 01 July 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 1 29 November 2010 13 November 2013