SFC Licences of CHAN Tai Yu 陳泰如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 17 May 2019 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 17 May 2019 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 11 October 2017 | |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RO | 10 | 19 July 2017 | 25 September 2017 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RE | 10 | 14 October 2014 | 19 July 2017 |
| A.M. Best Asia-Pacific Limited | RE | 10 | 19 November 2012 | 02 July 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 November 2010 | 14 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 19 November 2010 | 06 December 2010 |