SFC Licences of FRICK Michael Franz
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 08 December 2021 | 04 May 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 December 2021 | 04 May 2022 |
| Evercore Asia Limited | RE | 4 | 18 October 2018 | 31 January 2020 |
| Evercore Asia Limited | RE | 1 | 27 July 2017 | 31 January 2020 |
| Evercore Asia Limited | RE | 6 | 11 June 2015 | 31 January 2020 |
| TRG Management Hong Kong Limited | RE | 9 | 23 December 2010 | 31 December 2012 |