SFC Licences of ZHU Zhengben 朱正本
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cowell & Lee Capital Management Limited | RE | 9 | 21 April 2016 | 31 March 2019 |
| Cowell & Lee Capital Management Limited | RE | 4 | 21 April 2016 | 31 March 2019 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 24 November 2010 | 27 June 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 24 November 2010 | 27 June 2011 |