SFC Licences of CHONG Ming Hang 莊銘恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Basis Asset Management Limited 格致資產管理有限公司 RO 9 23 September 2021
Basis Asset Management Limited 格致資產管理有限公司 RO 4 23 September 2021
Basis Asset Management Limited 格致資產管理有限公司 RE 9 14 July 2021 23 September 2021
Basis Asset Management Limited 格致資產管理有限公司 RE 4 14 July 2021 23 September 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 29 September 2020 25 May 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 29 September 2020 25 May 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 14 August 2020 29 September 2020
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 14 August 2020 29 September 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 25 February 2019 05 June 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 25 February 2019 05 June 2020
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 01 June 2017 01 January 2019
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 01 June 2017 01 January 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 01 June 2017 01 January 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 01 June 2017 01 January 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 01 June 2017 01 January 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 23 August 2016 29 May 2017
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 04 January 2016 15 May 2016
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 04 January 2016 15 May 2016
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 28 December 2010 25 August 2012