SFC Licences of LIU Zhaoying 劉兆熒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 11 June 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 11 June 2018 | |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 23 August 2013 | 11 May 2018 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 23 August 2013 | 11 May 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 20 December 2010 | 01 August 2013 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 20 December 2010 | 01 August 2013 |