SFC licenceholder AWJ099 CAO Ting 曹婷

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 August 2011
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 01 December 2010
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE [1] (Dealing in Securities) 01 December 2010 15 September 2014