SFC Licences of CHEN Yanhu 陳彥虎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime China Investments and Advisory Limited 華大投資和顧問有限公司 RE 9 08 August 2022
Prime China Investments and Advisory Limited 華大投資和顧問有限公司 RE 4 08 August 2022
Prime China Securities Limited 華大證券有限公司 RE 1 08 August 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 05 May 2021 28 June 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 05 May 2021 28 June 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 05 May 2021 28 June 2022
Macquarie Corporate (Hong Kong) Limited RE 6 23 November 2010 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 23 November 2010 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 23 November 2010 31 March 2015