SFC Licences of CHEN Yanhu 陳彥虎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prime China Investments and Advisory Limited 華大投資和顧問有限公司 | RE | 9 | 08 August 2022 | |
Prime China Investments and Advisory Limited 華大投資和顧問有限公司 | RE | 4 | 08 August 2022 | |
Prime China Securities Limited 華大證券有限公司 | RE | 1 | 08 August 2022 | |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 05 May 2021 | 28 June 2022 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 05 May 2021 | 28 June 2022 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 05 May 2021 | 28 June 2022 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 23 November 2010 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 23 November 2010 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 November 2010 | 31 March 2015 |