SFC Licences of LIU Han-Chih 劉翰芷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 February 2019 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 29 January 2019 | |
| Dymon Asia Capital (HK) Limited | RE | 9 | 10 April 2015 | 11 December 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 18 May 2012 | 28 February 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 May 2012 | 28 February 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 24 November 2010 | 30 April 2012 |