SFC Licences of LUK Pui Chi 陸佩芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	6	16 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	4	16 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	16 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	10 November 2023	16 February 2024
Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司	RO	6	06 September 2023	25 October 2023
Sunny Fortune Capital Limited 日進資本有限公司	RO	6	18 February 2021	25 January 2023
Sunny Fortune Capital Limited 日進資本有限公司	RO	1	18 February 2021	25 January 2023
Sunny Fortune Capital Limited 日進資本有限公司	RE	4	11 January 2021	25 January 2023
Sunny Fortune Capital Limited 日進資本有限公司	RE	6	11 January 2021	18 February 2021
Sunny Fortune Capital Limited 日進資本有限公司	RE	1	11 January 2021	18 February 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 July 2017	17 April 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 July 2017	17 April 2020
CLSA Limited 中信里昂證券有限公司	RE	4	24 July 2017	17 April 2020
CLSA Limited 中信里昂證券有限公司	RE	1	24 July 2017	17 April 2020
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	28 September 2016	12 July 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	28 September 2016	12 July 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	6	19 August 2011	10 September 2015
China Everbright Capital Limited 中國光大融資有限公司	RE	1	19 August 2011	10 September 2015
Platinum Securities Company Limited 百德能證券有限公司	RE	1	24 November 2010	12 July 2011
Platinum Securities Company Limited 百德能證券有限公司	RE	6	24 November 2010	12 July 2011