SFC Licences of ROSADO VELASCO Sixto Fernando
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 09 August 2012 | 11 December 2012 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 09 August 2012 | 11 December 2012 |
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 27 January 2011 | 27 April 2011 |
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 27 January 2011 | 27 April 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 24 November 2010 | 22 December 2010 |
Julius Baer (Hong Kong) Limited | RE | 4 | 24 November 2010 | 22 December 2010 |