SFC Licences of GORE Stephen Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 6 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch Far East Limited | RO | 4 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch Far East Limited | RO | 1 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 12 December 2012 | 25 May 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 07 November 2012 | 12 December 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 07 November 2012 | 12 December 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 07 November 2012 | 12 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 November 2012 | 12 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 November 2012 | 12 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 November 2012 | 12 December 2012 |
| UBS Securities Hong Kong Limited | RO | 6 | 07 June 2012 | 08 August 2012 |