SFC Licences of WANG Mengting 王梦婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 05 July 2019 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 July 2019 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 05 July 2019 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 05 July 2019 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 July 2019 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 September 2017 | 07 May 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 September 2017 | 07 May 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 November 2010 | 01 March 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 November 2010 | 01 March 2012 |