SFC Licences of LAM Sze Yuen 林詩鉉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 20 June 2012 | 22 January 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 June 2012 | 22 January 2020 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 27 July 2011 | 26 April 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 27 July 2011 | 26 April 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 16 February 2011 | 05 July 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 29 November 2010 | 05 July 2011 |