SFC Licences of CHAN Wah Lee 陳華利

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VC Asset Management Limited 滙盈資產管理有限公司 RO 9 29 January 2024
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 9 08 December 2022 16 May 2023
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 4 08 December 2022 16 May 2023
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 1 08 December 2022 16 May 2023
Glenworth Capital Limited RO 9 08 October 2018 10 May 2022
Glenworth Capital Limited RO 4 08 October 2018 10 May 2022
SP Global Access Limited 盛豐環球證券有限公司 RO 1 29 March 2017 28 September 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 06 January 2016 08 March 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 06 January 2016 08 March 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 26 April 2011 11 December 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 20 December 2010 11 December 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 20 December 2010 11 December 2015