SFC Licences of CHAN Wai Sing 陳偉星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 13 August 2019 | 28 August 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 13 August 2019 | 28 August 2020 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 28 November 2017 | 28 April 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 28 November 2017 | 28 April 2019 |
orientiert XYZ Securities Limited | RE | 1 | 16 July 2015 | 19 August 2016 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 30 September 2014 | 04 July 2015 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 21 May 2013 | 25 April 2014 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 June 2012 | 25 April 2014 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 15 May 2012 | 31 March 2014 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 25 November 2010 | 25 April 2012 |