SFC Licences of LEE Pei Yuan 李培源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 10 August 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 4 24 August 2020 31 May 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 24 August 2020 31 May 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RO 4 02 March 2020 24 August 2020
First Worldsec Securities Limited 第一金和昇證券有限公司 RO 1 02 March 2020 24 August 2020
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 4 11 June 2019 02 March 2020
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 11 June 2019 02 March 2020
Greater China Securities Limited 大中華證券有限公司 RE 1 05 March 2019 09 May 2019
Spruce Light Asset Management Company Limited 雲映資產管理有限公司 RE 9 15 February 2019 09 May 2019
Spruce Light Asset Management Company Limited 雲映資產管理有限公司 RE 4 15 February 2019 09 May 2019
Amber Hill Capital Limited 安山資本有限公司 RE 9 20 November 2018 07 December 2018
Amber Hill Capital Limited 安山資本有限公司 RE 4 20 November 2018 07 December 2018
Oriental Ever Investment Limited 東融投資有限公司 RO 1 15 March 2017 19 April 2018
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 December 2010 22 August 2014
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 December 2010 22 August 2014
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 December 2010 22 August 2014